Distributed Ledger Technology: Implications of Blockchain for the Securities Industry

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Type: Regulation
Date: 03/31/2017
Agency: FINRA
Jurisdiction: United States
Type of Law: Other
Status: Non-Regulation
Official URL: External link

This paper provides an overview of distributed ledger technology, highlights some key applications being explored in the securities industry and potential impact of the technology, and discusses key implementation and regulatory considerations for broker-dealers.