Agency: Securities and Futures Commission

Type	Title	Jurisdiction	Issuing Agency	Status	Date
Regulation	In Principle Approval to to OSL for Virtual Asset Automated Trading and Brokerage Licenses	Hong Kong	Securities and Futures Commission	Existing	08/21/2020
Informal guidance	Circular to intermediaries on compliance with notification requirements	Hong Kong	Securities and Futures Commission	Existing	06/01/2018
Regulation	Fund Manager Code of Conduct pursuant to the Securities and Futures Ordinance (Cap. 571)	Hong Kong	Securities and Futures Commission	Existing	11/01/2018
Regulation	Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission	Hong Kong	Securities and Futures Commission	Existing	09/01/2020
News/Opinion Article	SFC’s regulatory action halts ICO to Hong Kong public	Hong Kong	Securities and Futures Commission	Existing	03/19/2018
Regulation	Circular to Licensed Corporations and Registered Institutions on Bitcoin futures contracts and cryptocurrency-related investment products	Hong Kong	Securities and Futures Commission	Existing	12/11/2017
News/Opinion Article	SFC issues statement on initial coin offerings	Hong Kong	Securities and Futures Commission
Informal guidance	SFC warns of cryptocurrency risks	Hong Kong	Securities and Futures Commission	Existing	09/09/2018
Regulation	SFC issues reminder on cryptocurrency-related products and derivatives	Hong Kong	Securities and Futures Commission	Existing	12/11/2017
Regulation	Circular to intermediaries Compliance with notification requirement	Hong Kong	Securities and Futures Commission	Existing	09/14/2018
Informal guidance	Statement on initial coin offerings	Hong Kong	Securities and Futures Commission	Expired	09/05/2017
Regulation	Circular to announce the SFC Regulatory Sandbox	Hong Kong	Securities and Futures Commission	Existing	09/29/2017
Regulation	Securities and Futures Ordinance	Hong Kong	Securities and Futures Commission	Existing	04/01/2003
Regulation	Circular to intermediaries: Distribution of virtual asset funds	Hong Kong	Securities and Futures Commission	Existing	11/01/2018
Regulation	Conceptual framework for the potential regulation of virtual asset trading platform operators	Hong Kong	Securities and Futures Commission	Existing	11/01/2018
Regulation	Position paper Regulation of virtual asset trading platforms	Hong Kong	Securities and Futures Commission	Existing	11/06/2019
Regulation	Regulatory standards for licensed corporations managing virtual asset portfolios	Hong Kong	Securities and Futures Commission	Existing	11/01/2018
Regulation	Proforma Terms and Conditions for Licensed Corporations which Manage Portfolios that Invest in Virtual Assets	Hong Kong	Securities and Futures Commission	Existing	10/04/2019
Regulation	SFC issues warnings on virtual asset futures contracts	Hong Kong	Securities and Futures Commission	Existing	11/06/2019
Regulation	Statement on regulatory framework for virtual asset portfolios managers, fund distributors and trading platform operators	Hong Kong	Securities and Futures Commission	Existing	11/01/2018
Regulation	Statement on Security Token Offerings	Hong Kong	Securities and Futures Commission	Existing	03/28/2019